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- Reconsidering the “Complex Product” Designation
Despite recent regulatory efforts from FINRA and the SEC, industry participants continue to have no clear understanding of what qualifies a product as either ...
More - Chapman Among 45 Best Law Firms for Women and Diversity
Chapman has been recognized for the 16th year by Seramount for the firm’s inclusive programs, policies, and best practices.
More - IRS Issues Additional Guidance on Domestic Content Bonus (including New Elective Safe ...
On May 16, 2024, the IRS released Notice 2024-41 (the “Notice”), which provides updated guidance on the domestic content bonus energy credit available for qualifying ...
More - The Department of Labor’s Investment Advice Fiduciary Rule Broadens Who Is a Fiduciary ...
On April 23, 2024, the Department of Labor (“DOL”) released its final investment advice fiduciary rule, titled the Retirement Security Rule (the “Final Rule” ...
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