The staff of the Securities and Exchange Commission recently issued a no-action letter providing that brokers that facilitate certain merger and acquisition transactions of privately-held companies could receive transaction-based compensation without being required to register with the SEC as a broker-dealer.
We have always been focused on finance.
When you visit our website, we use cookies on your browser to collect information. The information collected might relate to you, your preferences, or your device, and is mostly used to make the site work as you expect it to and to provide a more personalized web experience. For more information about how we use Cookies, please see our Privacy Policy.
