Client Alert

The staff of the Securities and Exchange Commission’s Division of Investment Management recently published guidance to clarify the obligations of certain investment companies to file for review communications posted on social media sites and in other interactive communications where such communications are not required to be filed with the Financial Industry Regulatory Authority.

We have always been focused on finance.

  • 1913
    TS Chapman partners with Henry Cutler to form Chapman and Cutler
  • 1st
    Chapman's first client in 1913 is still a client of the firm today
  • 22
    Diverse financial practices serving regional, national, and global clients
  • 6
    Offices across the country and in key US financial centers

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