Client Alert
The Financial Industry Regulatory Authority, Inc. (“FINRA”) delayed the implementation of FINRA Rule 2242 (Debt Research Analysts and Debt Research Reports) until July 16, 2016. FINRA Rule 2242 addresses conflicts of interest relating to the publication and distribution of debt research reports. The rule was originally scheduled to become effective on February 22, 2016 and the effective date had previously been delayed to April 22, 2016 in response to industry questions regarding implementation of the rule’s requirements. FINRA stated that it continues to receive questions regarding implementation of the rule’s requirements and believes it appropriate to extend the implementation date again. The proposal to delay implementation did not make any other changes to FINRA Rule 2242 or any other FINRA rule. For more information on FINRA Rule 2242 please see our Client Alerts available here and here.

Related Practices

We have always been focused on finance.

  • 1913
    TS Chapman partners with Henry Cutler to form Chapman and Cutler
  • 1st
    Chapman's first client in 1913 is still a client of the firm today
  • 22
    Diverse financial practices serving regional, national, and global clients
  • 6
    Offices across the country and in key US financial centers

Chapman and Cutler LLP Cookie Preference Center

Your Privacy

When you visit our website, we use cookies on your browser to collect information. The information collected might relate to you, your preferences, or your device, and is mostly used to make the site work as you expect it to and to provide a more personalized web experience. For more information about how we use Cookies, please see our Privacy Policy.

Strictly Necessary Cookies

Always Active

Necessary cookies enable core functionality such as security, network management, and accessibility. These cookies may only be disabled by changing your browser settings, but this may affect how the website functions.

Functional Cookies

Always Active

Some functions of the site require remembering user choices, for example your cookie preference, or keyword search highlighting. These do not store any personal information.

Form Submissions

Always Active

When submitting your data, for example on a contact form or event registration, a cookie might be used to monitor the state of your submission across pages.

Performance Cookies

Performance cookies help us improve our website by collecting and reporting information on its usage. We access and process information from these cookies at an aggregate level.

Powered by Firmseek