Overview

Kathryn Maass is an associate and member of Chapman's Corporate and Securities Department, Investment Management Group, and Private Funds Group. Her practice is focused on the formation and operation of unit investment trusts, open-end funds, exchange-traded funds (ETFs), and closed-end funds. She also advises broker-dealers and investment advisers on a variety of compliance and risk management matters.

With respect to private funds, Kathryn represents institutional investors and sponsors of private investment funds, private equity and hedge funds, and other investment vehicles. She also works with private fund clients on compliance issues and fund formation.

Admitted

Illinois

Education

Boston College Law School, J.D., cum laude, 2019

  • Staff Writer, Boston College Law Review

Michigan State University, B.A., Social Relations and Policy, with honors, 2016

Insights

Presentations

  • Presenter, “SEC Proposes Amendments to Exemptive Application Procedures,” Chicago Bar Association, Investment Management Subcommittee Meeting, October 29, 2019
  • Presenter, “SEC Adopts Rule 163B Expanding ‘Test-the-Waters’ Communications,” Chicago Bar Association, Investment Management Subcommittee Meeting, October 29, 2019

We have always been focused on finance.

  • 1913
    TS Chapman partners with Henry Cutler to form Chapman and Cutler
  • 1st
    Chapman's first client in 1913 is still a client of the firm today
  • 22
    Diverse financial practices serving regional, national, and global clients
  • 6
    Offices across the country and in key US financial centers

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