Client Alert

The Municipal Securities Rulemaking Board recently filed several rule proposals with the Securities and Exchange Commission that focus on fair dealing obligations of dealers in municipal securities. The rule proposals include proposed MSRB Rule G-47 (Time of Trade Disclosure), proposed revisions to MSRB Rule G-19 (Suitability), proposed MSRB Rules D-15 and G-48 (Sophisticated Municipal Market Professionals), and proposed revisions to certain related interpretive guidance.

We have always been focused on finance.

  • 1913
    TS Chapman partners with Henry Cutler to form Chapman and Cutler
  • 1st
    Chapman's first client in 1913 is still a client of the firm today
  • 22
    Diverse financial practices serving regional, national, and global clients
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    Offices across the country and in key US financial centers

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