Client Alert

In 2013, the Securities and Exchange Commission brought a number of enforcement actions in the municipal market that not only reinforced the agency’s commitment to regulating the municipal market, but also brought about a number of firsts for the SEC’s municipal securities enforcement program. The enforcement actions described here demonstrate that the sufficiency and accuracy of disclosure in the municipal market is more important than ever and provide many important lessons for all issuers and obligated persons in municipal bond transactions.

We have always been focused on finance.

  • 1913
    TS Chapman partners with Henry Cutler to form Chapman and Cutler
  • 1st
    Chapman's first client in 1913 is still a client of the firm today
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    Diverse financial practices serving regional, national, and global clients
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    Offices across the country and in key US financial centers

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