Client Alert

Issuers and obligated persons are reminded of the approaching deadline for self-reporting materially inaccurate representations in offering documents regarding compliance with continuing disclosure undertakings.

Under the Municipalities Continuing Disclosure Cooperation Initiative of the SEC, issuers and obligated persons determining to self-report such violations must do so by completing and submitting the MCDC Initiative questionnaire by 5:00 p.m. EST on December 1, 2014.

Related Practices

We have always been focused on finance.

  • 1913
    TS Chapman partners with Henry Cutler to form Chapman and Cutler
  • 1st
    Chapman's first client in 1913 is still a client of the firm today
  • 22
    Diverse financial practices serving regional, national, and global clients
  • 6
    Offices across the country and in key US financial centers

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